Meredith J. Abrams
New York, NY
Meredith J. Abrams | Regulatory Lawyer NYC 10017
Meredith J. Abrams is a recognized authority in financial services regulation, focusing her practice on investment funds, asset managers, and broker-dealers. He...
Meredith J. Abrams | Regulatory Lawyer NYC 10017
Practice Focus: Advises clients on matters ranging from fund structuring and compliance to regulatory reviews and enforcement.
Core Advisory: Routinely advises on SEC and FINRA requirements, broker-dealer registration, and expansion into investment banking or capital markets.
Services & Pricing
Designing and establishing investment funds and asset management structures.
Advising asset managers, investment funds, and broker-dealers on compliance with SEC and FINRA requirements.
Representing clients through regulatory reviews, enforcement actions, and inquiries.
Assisting firms with broker-dealer registration and expansion into capital markets or investment banking.
Experience & Membership
New York State Bar
New York
Education & Certification
J.D.
New York Law School
2012
B.A
Boston University
2004
Frequently Asked Questions
She specializes in financial services regulation, focusing on investment funds, asset managers, and broker-dealers.
She regularly advises on SEC and FINRA requirements, broker-dealer registration, and expansion into capital markets.
She earned her J.D. from New York Law School in 2012 and her B.A. from Boston University in 2004.
Her practice is located in New York, NY 10017.
Book a Free Consultation with Meredith J. Abrams
We will respond within 24 hours